Individuals

Firm Name

Plus500AE LTD

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Apr-2023

Withdrawal Date

23-Jun-2023

Comments

Firm Name

Exotix Advisory Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Nov-2021

Withdrawal Date

20-Jan-2023

Comments

Firm Name

Reef Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Oct-2021

Withdrawal Date

20-Jan-2023

Comments

Firm Name

Actis UK Advisers Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Oct-2021

Withdrawal Date

20-Jan-2023

Comments

Firm Name

Actis UK Advisers Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Sep-2019

Withdrawal Date

09-Mar-2021

Comments

Firm Name

KAMCO Investment Company (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Nov-2018

Withdrawal Date

31-Dec-2019

Comments

Firm Name

Liquidity Finance (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-May-2018

Withdrawal Date

22-Feb-2021

Comments

Firm Name

Patronus Wealth Privé (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Mar-2018

Withdrawal Date

08-Nov-2018

Comments

Firm Name

Evercore Advisory (Middle East) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Oct-2017

Withdrawal Date

10-Feb-2021

Comments

Firm Name

Leo Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Dec-2016

Withdrawal Date

31-Dec-2017

Comments

Firm Name

Taurus Wealth Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Dec-2016

Withdrawal Date

03-Sep-2020

Comments

Firm Name

Apex Fund Services (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Aug-2014

Withdrawal Date

31-May-2016

Comments

Firm Name

Triago MEA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Aug-2013

Withdrawal Date

05-Aug-2014

Comments