DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mrs Yamuna Govindan

DFSA Reference Number:

I013041

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Nov-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Aug-2023

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-May-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Jun-2022

Withdrawal Date

13-Jan-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Mar-2022

Withdrawal Date

28-Feb-2023

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Nov-2021

Withdrawal Date

08-Nov-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-May-2020

Withdrawal Date

24-May-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Apr-2020

Withdrawal Date

24-May-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Feb-2020

Withdrawal Date

24-May-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Feb-2020

Withdrawal Date

24-May-2021

Comments

Name
Reference number
Type of Firm
Date Withdrawn

The Emirates Capital Limited (In Liquidation)

F000734

Authorised Firms

Blend International Limited

F007732

Authorised Firms

Abdulateef Abdullah Al Rajhi Capital Partners Limited

F005826

Authorised Firms (Withdrawn)

16-Jan-2024

Falcon Global Capital Limited (Suspended)

F006496

Authorised Firms

Jawa Investments (DIFC) Limited

F005500

Authorised Firms (Withdrawn)

08-Nov-2022

Plutus Associates Capital Limited

F005234

Authorised Firms

Capital Dynamics Limited

F004649

Authorised Firms (Withdrawn)

28-Apr-2023

ARP Global Capital Limited

F004721

Authorised Firms

BIBD (Middle East) Limited

F003828

Authorised Firms

Global Gate Capital Partners (DIFC) Limited

F004712

Authorised Firms


Title
Category
Date of Use

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