Individuals

Firm Name

FIL Distributors International Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Feb-2024

Withdrawal Date

Comments

Firm Name

Alliance Bernstein (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Apr-2023

Withdrawal Date

Comments

Firm Name

Evercore Advisory (Middle East) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Mar-2021

Withdrawal Date

Comments

Firm Name

Fisher Asset Management LLC

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Oct-2019

Withdrawal Date

Comments

Firm Name

Quilter Cheviot Limited (DIFC Branch)

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Oct-2019

Withdrawal Date

Comments

Firm Name

Aditum Investment Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2021

Withdrawal Date

12-Feb-2024

Comments

Firm Name

Actis UK Advisers Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Mar-2021

Withdrawal Date

15-Sep-2021

Comments

Firm Name

Arch Corporation (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-May-2020

Withdrawal Date

31-May-2023

Comments

Firm Name

JB Drax Honoré (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Aug-2019

Withdrawal Date

01-Aug-2021

Comments

Firm Name

Talbot Underwriting (MENA) Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Dec-2016

Withdrawal Date

11-Jun-2019

Comments

Firm Name

Morgan Gatsby Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Nov-2013

Withdrawal Date

18-Jun-2016

Comments