Individuals

Firm Name

Qube Research and Technologies DIFC Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Aug-2023

Withdrawal Date

Comments

Firm Name

ExodusPoint Capital Management (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Apr-2023

Withdrawal Date

Comments

Firm Name

Moelis & Company UK LLP, DIFC Branch

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Jan-2022

Withdrawal Date

Comments

Firm Name

Moelis & Company UK LLP, DIFC Branch

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Apr-2020

Withdrawal Date

18-Jul-2021

Comments

Firm Name

Gulf Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Jul-2020

Withdrawal Date

Comments

Firm Name

ADIB Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Apr-2022

Withdrawal Date

03-Jun-2022

Comments

Firm Name

Millennium Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Nov-2021

Withdrawal Date

30-Nov-2022

Comments

Firm Name

Millennium Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-May-2020

Withdrawal Date

02-Sep-2021

Comments

Firm Name

Safanad (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Mar-2020

Withdrawal Date

30-Sep-2020

Comments

Firm Name

Arbuthnot Latham & Company Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Feb-2018

Withdrawal Date

04-Jul-2021

Comments

Firm Name

Square Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Dec-2016

Withdrawal Date

11-Jan-2018

Comments

Firm Name

Nomura Asset Management U.K. Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Sep-2016

Withdrawal Date

25-Oct-2021

Comments

Firm Name

Klay Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Aug-2016

Withdrawal Date

31-Jul-2018

Comments