DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Joy Castor Balano

DFSA Reference Number:

I019417

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

27-Jan-2026

Withdrawal Date

06-Mar-2026

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

21-Oct-2025

Withdrawal Date

08-Jan-2026

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

13-Aug-2025

Withdrawal Date

09-Jan-2026

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

07-Aug-2025

Withdrawal Date

12-Jan-2026

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

13-Jun-2025

Withdrawal Date

12-Jan-2026

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

22-Nov-2024

Withdrawal Date

31-May-2025

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

28-Mar-2024

Withdrawal Date

07-Aug-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

27-Mar-2024

Withdrawal Date

01-Aug-2024

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Safa Capital Limited

F004167

Authorised Firms

Bentley Reid (DIFC) Limited

F010197

Authorised Firms

Xander Investment Advisors Limited

F009668

Authorised Firms

PineBridge Investments Europe Limited

F003902

Authorised Firms

Baron Capital Management (DIFC) Limited

F011236

Authorised Firms

Apricot Capital (DIFC) Limited

F010121

Authorised Firms

Tishman Speyer Europe S.A R.L. (DIFC Branch)

F007690

Authorised Firms (Withdrawn)

20-Jan-2025

Lamer Capital Limited

F006462

Authorised Firms


Title
Category
Date of Use

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