DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Khushboo Pruthi

DFSA Reference Number:

I002548

Individual type

Authorised Individuals

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

07-Sep-2011

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

05-Aug-2008

Withdrawal Date

02-Jan-2011

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Australia and New Zealand Banking Group Limited

F001365

Authorised Firms

FirstRand Private Wealth Management (Middle East) Limited

F000835

Authorised Firms (Withdrawn)

02-Jan-2011


Title
Category
Date of Use

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