Individuals

Firm Name

Aquilla Nummus (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Mar-2024

Withdrawal Date

Comments

Firm Name

SAYACORP CAPITAL LTD

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Mar-2024

Withdrawal Date

Comments

Firm Name

Mercury Capital Advisors LLP (DIFC Branch)

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Jan-2023

Withdrawal Date

Comments

Firm Name

EnTrust Global Ltd (DIFC Branch)

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Dec-2022

Withdrawal Date

Comments

Firm Name

InvestSky Financial Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Nov-2022

Withdrawal Date

02-Jan-2024

Comments

Firm Name

Sarwa Investment Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Aug-2022

Withdrawal Date

06-Oct-2023

Comments

Firm Name

Nuwa Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Feb-2022

Withdrawal Date

18-Jul-2022

Comments

Firm Name

Aequitas Investments (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Oct-2021

Withdrawal Date

04-Jul-2022

Comments

Firm Name

Dubai Cultiv8 Investments Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Aug-2021

Withdrawal Date

30-Jun-2022

Comments

Firm Name

StoneArb Investments Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Apr-2021

Withdrawal Date

30-Jun-2022

Comments

Firm Name

StashAway Management (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

28-Oct-2020

Withdrawal Date

18-Jul-2022

Comments

Firm Name

Allanite Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

04-Mar-2020

Withdrawal Date

08-Nov-2021

Comments

Firm Name

StratLink Advisory Group Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

27-Dec-2019

Withdrawal Date

18-Jul-2022

Comments

Firm Name

Permaneo Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

22-Aug-2019

Withdrawal Date

14-Sep-2020

Comments

Firm Name

Think Capital Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

11-Dec-2018

Withdrawal Date

14-May-2019

Comments

Firm Name

Capital Dynamics Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

11-Oct-2018

Withdrawal Date

19-Jul-2022

Comments