Name
Ms Sumati Vashu Mirchandani
DFSA Reference Number:
I008272
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
22-Jun-2020
Withdrawal Date
09-Mar-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
03-Jun-2020
Withdrawal Date
17-Sep-2020
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Oct-2019
Withdrawal Date
05-May-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
10-Oct-2019
Withdrawal Date
09-Jun-2020
Comments
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
29-May-2019
Withdrawal Date
14-Mar-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
18-Oct-2017
Withdrawal Date
15-Oct-2019
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
19-Sep-2017
Withdrawal Date
10-Jun-2018
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
29-Mar-2016
Withdrawal Date
29-Aug-2017
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
14-Mar-2016
Withdrawal Date
18-Mar-2021
Comments
Risk Exchange (DIFC) Limited
F002239
Authorised Firms
Abwab Capital Limited
F001078
Authorised Firms (Withdrawn)
17-Sep-2020
Plutus Associates Capital Limited
F005234
Authorised Firms
KBC Aldini Capital Limited
F000676
Authorised Firms (Withdrawn)
26-Nov-2020
Roanoke International Brokers (MENA) Limited
F000159
Authorised Firms
Safa Capital Limited
F004167
Authorised Firms
Bastion Capital London Limited
F002870
Authorised Firms (Withdrawn)
07-Mar-2019
Gulf International Finance Limited
F003201
Authorised Firms
GR Risk Partners Limited
F001351
Authorised Firms
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