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DFSA Publications

The DFSA issues a number of publications throughout the course of the year to keep our various stakeholders informed of our activities:

  • Progress Report 2020 - The DFSA's Innovation Programme. Click here to view in English .
  • Financial Crime Review of Accounting, Audit and Insolvency Firms (DNFBP Sectoral Review). Click here to view in English , Click here to view in Arabic .
  • DFSA Financial Crime Prevention Programme 2018 AML Report. Click here to view in English , Click here to view in Arabic .
  • Cyber Risks - Outreach Session. Click here to view in English .
  • DFSA Media Releases The DFSA issues media releases on an ongoing basis, covering local and international activities. Click here to view in .
  • DFSA Annual Report Issued in March of every year in both English and Arabic.
  • DFSA Business Plan The DFSA works on a 2-year business planning cycle, publishing a plan every 2 years.
  • DFSA in Action A newsletter highlighting the activities of the DFSA, published annually in both English and Arabic. Click here to view the current and past editions.
  • DFSA Annual Anti-Money Laundering Return Report. Click here to view in English , Click here to view in Arabic .
  • DFSA Client Classification Regime Q&As. Click here to view in English .
  • DFSA Collective Investment Fund Regime Q&As. Click here to view in English .
  • DFSA Corporate Governance Thematic Review 2013. Click here to view in English , Click here to view in Arabic .
  • DFSA's Remuneration Thematic Review. Click here to view in English , Click here to view in Arabic .
  • The New PIB Module Q&As. Click here to view in English .
  • A DFSA Guide to Listing in the DIFC. Click here to view in English .
  • Market Practitioner Panel Report. Click here to view in English .
  • Representative Office Regime Q&A. Click here to view in English .
  • Official List of Securities Q&A. Click here to view in English , Click here to view in Arabic .
  • Stakeholder Survey - 2011, Summary Report. Click here to view in English .

DFSA Leaflets

About the DFSA
 

Leaflets

A Guide to Making a Complaint to the DFSA

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Leaflets

Applying for DFSA Authorisation: A guide for firms seeking authorisation as an Authorised Firm

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Leaflets

Applying for Recognition in the DFSA: A guide for firms seeking status as Recognised Members

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Leaflets

Applying for Recognition in the DFSA: A guide for exchanges, clearing houses or settlement facilities seeking status as a Recognised Body

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Leaflets

DFSA Leaflet

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Leaflets

Tomorrow's Regulatory Leaders Programme

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DFSA themes
 

Leaflets

A Guide to the DIFC Financial Promotions Prohibition

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Leaflets

Funds in the DIFC

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Leaflets

Islamic Finance Regulation in the DFSA

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Leaflets

Outcome of the DFSA’s Key Policy Review 2008

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Leaflets

Anti-Money Laundering and Combating the Financing of Terrorism: The DFSA Approach

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