About us
Go Back
Who we are
The DFSA
Governance
How we regulate
International Assessment
Corporate Social Responsibility
Our structure
Board of Directors
Executive Team
Financial Markets Tribunal
DFSA Journey
What we do
Go Back
AML, CTF & Sanctions Compliance
Summary
Regulatory Framework
Supervisory Methodology
Overview of DFSA AML/CTF & Sanctions Obligations
Standard-Setters / International Organisations Followed
Financial Crime Prevention Notices and MLRO Letters
Authorisation Services
Overview
Getting Help
Expanding Your Business
Collective Investment Funds
DFSA Listing Authority
Checklists
Forms
Approved Documents
Disclosure Database
Regulatory Announcement Services
Official List of Securities
Knowledge Base
Delisted Securities
Enforcement
About Enforcement
Decision Notices & Regulatory Actions
International Relations
How We Regulate
International Assessment
Strategy, policy and Risk
Markets
Markets Supervision
Recognition
Listing of Securities
Markets Monitoring
Supervision
About Supervision
Audit Supervision
Cyber Risk Supervision
Insurance Supervision
Operational & Technology Risk Supervision
Sustainable Finance
About Sustainable Finance
Our Approach to Sustainable Finance
UAE & DIFC Engagement
International Engagement
DFSA's Legal Framework
Go Back
Legislation & Guidance
Legislation
Consultation Papers
Call For Evidence
Policy Statements
Amendments to Legislation
DFSA Rulebook
DFSA Administered Law
Public Register
Resources
Go Back
Consumer
Investment Guide
Complaints
Regulatory
Consultation Papers
Discussion Papers
Laws and Rules
System Reporting
Guides & Handbooks
Speeches
Presentations
FAQs
Forms
Checklists
Fees
Publications & Reports
Annual Report
Business Plan
DFSA in Action
Annual Anti-Money Laundering Reports
Audit Monitoring Reports
Climate and Environmental Risk Management
Cyber Reports
Explainers
DFSA Leaflets
DFSA Reports
Markets Publications
SEO Letters
Stakeholder Surveys
Thematic Reviews
DFSA Alerts
Alerts
How to avoid being scammed
News
Events
E-Portal
DFSA Web App
Enquiries
Services
About us
Who we are
The DFSA
Governance
How we regulate
International Assessment
Corporate Social Responsibility
Our structure
Board of Directors
Executive Team
Financial Markets Tribunal
DFSA Journey
DFSA's Legal Framework
Legislation & Guidance
Legislation
Consultation Papers
Call For Evidence
Policy Statements
Amendments to Legislation
DFSA Rulebook
DFSA Administered Law
What we do
AML, CTF & Sanctions Compliance
Summary
Regulatory Framework
Supervisory Methodology
Overview of DFSA AML/CTF & Sanctions Obligations
Standard-Setters / International Organisations Followed
Financial Crime Prevention Notices and MLRO Letters
Authorisation Services
Overview
Getting Help
Expanding Your Business
Collective Investment Funds
DFSA Listing Authority
Checklists
Forms
Approved Documents
Disclosure Database
Regulatory Announcement Services
Official List of Securities
Knowledge Base
Delisted Securities
Enforcement
About Enforcement
Decision Notices & Regulatory Actions
International Relations
How We Regulate
International Assessment
Strategy, policy and Risk
Markets
Markets Supervision
Recognition
Listing of Securities
Markets Monitoring
Supervision
About Supervision
Audit Supervision
Cyber Risk Supervision
Insurance Supervision
Operational & Technology Risk Supervision
Sustainable Finance
About Sustainable Finance
Our Approach to Sustainable Finance
UAE & DIFC Engagement
International Engagement
Resources
Consumer
Investment Guide
Complaints
Regulatory
Consultation Papers
Discussion Papers
Laws and Rules
System Reporting
Guides & Handbooks
Speeches
Presentations
FAQs
Forms
Checklists
Fees
Publications & Reports
Annual Report
Business Plan
DFSA in Action
Annual Anti-Money Laundering Reports
Audit Monitoring Reports
Climate and Environmental Risk Management
Cyber Reports
Explainers
DFSA Leaflets
DFSA Reports
Markets Publications
SEO Letters
Stakeholder Surveys
Thematic Reviews
DFSA Alerts
Alerts
How to avoid being scammed
News
EN
عربي
Enquiries
Services
Sign In
E-Portal
DFSA Web App
Outcome of Financial Crime Thematic Review
Download Document
Back to 2018
For better web experience, please use the website in portrait mode
