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Financial Markets Tribunal
DFSA Journey
DFSA's Legal Framework
Legislation & Guidance
Legislation
Consultation Papers
Call For Evidence
Policy Statements
Amendments to Legislation
DFSA Rulebook
DFSA Administered Law
What we do
AML, CTF & Sanctions Compliance
Summary
Regulatory Framework
Supervisory Methodology
Overview of DFSA AML/CTF & Sanctions Obligations
Standard-Setters / International Organisations Followed
Financial Crime Prevention Notices and MLRO Letters
Authorisation Services
Overview
Authorised Firms
Authorised Individuals
Authorised Market Institutions
Registered Auditors
Registered DNFBPs
Getting Help
Expanding Your Business
Collective Investment Funds
DFSA Listing Authority
Checklists
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Disclosure Database
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Official List of Securities
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Delisted Securities
Enforcement
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Investment Guide
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Publications & Reports
Annual Report
Business Plan
DFSA in Action
Annual Anti-Money Laundering Reports
Audit Monitoring Reports
Climate and Environmental Risk Management
Cyber Reports
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Foreign Account Tax Compliance Act Reporting Obligations
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