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About us
Who we are
The DFSA
Governance
How we regulate
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Financial Markets Tribunal
DFSA Journey
DFSA's Legal Framework
Legislation & Guidance
Legislation
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Call For Evidence
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DFSA Rulebook
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What we do
AML, CTF & Sanctions Compliance
Summary
Regulatory Framework
Supervisory Methodology
Overview of DFSA AML/CTF & Sanctions Obligations
Standard-Setters / International Organisations Followed
Financial Crime Prevention Notices and MLRO Letters
Authorisation Services
Overview
Authorised Firms
Authorised Individuals
Authorised Market Institutions
Registered Auditors
Registered DNFBPs
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Expanding Your Business
Collective Investment Funds
DFSA Listing Authority
Checklists
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Delisted Securities
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Investment Guide
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Fees
Publications & Reports
Annual Report
Business Plan
DFSA in Action
Annual Anti-Money Laundering Reports
Audit Monitoring Reports
Climate and Environmental Risk Management
Cyber Reports
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DFSA Financial Crime Prevention Programme 2018 AML Report.
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