Name
Alpen Asset Advisors Limited
Legal Status:
DIFC Company
DFSA Reference Number:
F002025
Address
Level 4, Gate Precinct Building 5, DIFC, PO Box 121806, Dubai, UAE
Telephone Number
971 4 363 4300
Fax Number
971 4 363 4346
Date of Licence
25-Mar-2013
Endorsements
Holding or Controlling Client Assets Operating an Islamic Window
Financial Service
Investments
Arranging Deals in Investments
Certificates, Debentures, Futures, Insurance Contract, Options, Shares, Structured Products, Warrants, Units
Advising on Financial Products
Certificates, Debentures, Futures, Insurance Contract, Options, Shares, Structured Products, Warrants, Units
Arranging Custody
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Managing Assets
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Dealing in Investments as Agent
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Arranging Credit & Advising on Credit
Mr Binu Kodiyattu Puthen Veedu Bhaskaran Nair
I011225
Authorised Individuals
04-Sep-2018
Ms Ranitha Rappai
I002909
Authorised Individuals
01-Jul-2014
Mr Edward Richard Villiers
I005371
Authorised Individuals
17-Apr-2013
Mr Johann Hans Kurmann
I000080
Authorised Individuals
25-Mar-2013
Mr Rohit Walia
I000074
Authorised Individuals
25-Mar-2013
Mr Tirunellai Mahadevan Lakshmanan
I000061
Authorised Individuals
25-Mar-2013
Mr Craig Ronald Roberts
I000759
Authorised Individuals
25-Mar-2013
Mr Shankanada Yapa Abeywardene
I008540
Authorised Individuals (Withdrawn)
01-Jun-2016
16-Aug-2018
Mr Prabhakar Vasant Limaye
I003929
Authorised Individuals (Withdrawn)
25-Mar-2013
31-May-2016
Mrs Bhavisha Soni
I004151
Authorised Individuals (Withdrawn)
25-Mar-2013
01-Jul-2014
Mr Sudarshan Vishwanath Malpani
I004838
Authorised Individuals (Withdrawn)
25-Mar-2013
29-Aug-2013
For better web experience, please use the website in portrait mode
