DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Craig Ronald Roberts

DFSA Reference Number:

I000759

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

12-Dec-2017

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

13-Jul-2006

Withdrawal Date

23-Jan-2012

Comments

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

04-May-2017

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

25-Mar-2013

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

04-Feb-2018

Withdrawal Date

27-Oct-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

06-Jul-2017

Withdrawal Date

07-Mar-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director,Senior Executive Officer

Effective Date

31-May-2015

Withdrawal Date

29-Jan-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director,Senior Executive Officer

Effective Date

16-Dec-2012

Withdrawal Date

26-Feb-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

09-Aug-2011

Withdrawal Date

01-Apr-2012

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Fiducia Capital Limited

F004535

Authorised Firms

Apex Fund Services (Dubai) Limited

F000255

Authorised Firms

SG & Partners Limited

F002474

Authorised Firms (Withdrawn)

07-Mar-2018

Credit Financier Invest (DIFC) Limited

F003933

Authorised Firms

RoC Capital Management (Dubai) Ltd

F002924

Authorised Firms (Withdrawn)

29-Jan-2017

Alpen Asset Advisors Limited

F002025

Authorised Firms

Sanne Group (Dubai) Limited

F001475

Authorised Firms (Withdrawn)

23-Dec-2015

United Investment Partners Limited

F001290

Authorised Firms (Withdrawn)

14-Aug-2016


Title
Category
Date of Use

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