DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
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Sigma Capital Partners MENA Limited

Trading Name: Sigma Private Office, Sigma Treasury

Name

Sigma Capital Partners MENA Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F004667

Address

Unit OT 18-32, Level 18, Central Park Offices, DIFC, PO Box 507314, Dubai, UAE

Telephone Number

971 4 425 2886

Date of Licence

31-May-2018

Endorsements

Carrying on authorised Financial Services with or for Retail Clients Holding or Controlling Client Assets

Financial Service

Investments

Arranging Deals in Investments

Debentures, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Units

Dealing in Investments as Agent

Debentures, Futures, Options, Shares, Structured Products, Units

Dealing in Investments as Principal

Debentures, Futures, Options, Shares, Structured Products, Units

Advising on Financial Products

Certificates, Debentures, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Warrants, Units

Managing Assets

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Credit & Advising on Credit

Advising or Arranging on Money Services

Giving advice to another Person on the merits of using a particular Money Services Provider, Providing an Account Information Service, Making arrangements for another Person to receive Money Services

Providing Money Services

Providing or operating a Payment Account, Providing Money Transmission, Issuing Payment Instruments, Executing Payment Transactions on a Payment Account provided or operated by another Person

Restrictions

Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only.


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