Firms

Arranging Deals in Investments

Debentures, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Units

Dealing in Investments as Agent

Debentures, Futures, Options, Shares, Structured Products, Units

Dealing in Investments as Principal

Debentures, Futures, Options, Shares, Structured Products, Units

Advising on Financial Products

Certificates, Debentures, Futures, Options, Rights Under a Long Term Insurance Contract, Shares, Structured Products, Warrants, Units

Managing Assets

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Credit & Advising on Credit

Advising or Arranging on Money Services

Giving advice to another Person on the merits of using a particular Money Services Provider, Providing an Account Information Service, Making arrangements for another Person to receive Money Services

Providing Money Services

Providing or operating a Payment Account, Providing Money Transmission, Issuing Payment Instruments, Executing Payment Transactions on a Payment Account provided or operated by another Person