Individuals

Firm Name

Tavira Financial Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Feb-2023

Withdrawal Date

Comments

Firm Name

Badwa Capital Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Sep-2022

Withdrawal Date

Comments

Firm Name

Schonfeld Strategic Advisors (DIFC) Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Sep-2022

Withdrawal Date

Comments

Firm Name

Marex SA

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Oct-2020

Withdrawal Date

Comments

Firm Name

NBE (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Dec-2021

Withdrawal Date

30-Jul-2023

Comments

Firm Name

NBE (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Jan-2012

Withdrawal Date

14-Jan-2014

Comments

Firm Name

Marex MENA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Sep-2021

Withdrawal Date

01-Apr-2022

Comments

Firm Name

Millennium Capital (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Aug-2021

Withdrawal Date

16-Nov-2021

Comments

Firm Name

Sigma Capital Partners MENA Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Oct-2020

Withdrawal Date

28-Dec-2021

Comments

Firm Name

Cheyne Capital (MENA) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Oct-2020

Withdrawal Date

20-Jan-2023

Comments

Firm Name

ED&F Man Capital Markets Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Sep-2016

Withdrawal Date

04-May-2017

Comments

Firm Name

Ithmar Capital Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Dec-2015

Withdrawal Date

25-Apr-2016

Comments

Firm Name

The Standard Bank of South Africa Limited (DIFC Branch)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Aug-2015

Withdrawal Date

24-Mar-2016

Comments

Firm Name

Dar Al Mal Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

31-Jan-2013

Withdrawal Date

09-Dec-2013

Comments

Firm Name

Fulcrum Capital (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Apr-2012

Withdrawal Date

24-Oct-2012

Comments

Firm Name

ASAS Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Feb-2012

Withdrawal Date

19-Dec-2013

Comments

Firm Name

City of London Investment Management Company Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Dec-2011

Withdrawal Date

04-Dec-2013

Comments

Firm Name

Aditya Birla Sun Life Asset Management Company Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Nov-2011

Withdrawal Date

23-Dec-2013

Comments