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Tradition Dubai Limited

Trading Name: Finacor

Name

Tradition Dubai Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F000039

Address

Unit 3 & 6, Level 2, Building 1, Currency House, DIFC, PO Box 506530, Dubai, UAE

Telephone Number

971 4 364 1400

Fax Number

971 4 363 7158

Date of Licence

04-Jul-2006

Financial Service

Investments

Arranging Deals in Investments

Certificates, Debentures, Futures, Options, Shares, Warrants

Dealing in Investments as Agent

Debentures, Futures, Options

Dealing in Investments as Principal

Debentures, Futures, Options

Restrictions

Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only.


Name
Reference number
Type of Individual
Effective Date
Date Withdrawn

Mr Francois Brisebois

I002744

Authorised Individuals

10-Sep-2020

Mr William Pierre Francois Norbert Wostyn

I002742

Authorised Individuals

10-Sep-2020

Mr Jody Giordano

I012582

Authorised Individuals

17-Jul-2019

Mr Mischa Heller

I012471

Authorised Individuals

18-Jun-2019

Mr Simon Edward Musker

I011413

Authorised Individuals

23-Oct-2018

Mr Michael Jon Anderson

I011116

Authorised Individuals

12-Jul-2018

Mr Michael Leibowitz

I000488

Authorised Individuals

04-Jul-2006

Mr John Trevor Conway

I000273

Authorised Individuals

04-Jul-2006

Mrs Jennifer David Dizon

I004785

Authorised Individuals (Withdrawn)

19-Jun-2012

22-Oct-2018

Mr Stephen Andrew Jack

I003746

Authorised Individuals (Withdrawn)

11-May-2010

13-Jun-2012

Mr Philip Regan

I003153

Authorised Individuals (Withdrawn)

06-Sep-2009

11-May-2010

Mr Lievin Tshikali

I002984

Authorised Individuals (Withdrawn)

26-Feb-2009

08-Sep-2009

Ms Golnaz Parisaei

I001509

Authorised Individuals (Withdrawn)

18-Apr-2007

10-Jul-2019

Mr Andrew San Marco

I000490

Authorised Individuals (Withdrawn)

04-Jul-2006

29-Nov-2017

Mr Julian Christopher Hofer

I000274

Authorised Individuals (Withdrawn)

04-Jul-2006

26-Apr-2007

Mr Jeffrey Adler

I000374

Authorised Individuals (Withdrawn)

04-Jul-2006

17-Nov-2006

Mr Dennis William Trappitt

I000375

Authorised Individuals (Withdrawn)

04-Jul-2006

06-Apr-2009

Mr David Charles Pinchin

I000351

Authorised Individuals (Withdrawn)

04-Jul-2006

08-Sep-2009

Mr Alexander Samir Saffadi

I000489

Authorised Individuals (Withdrawn)

04-Jul-2006

16-Jan-2019


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