DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Tradition Dubai Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F000039

Address

Unit 3 & 6, Level 2, Building 1, Currency House, DIFC, PO Box 506530, Dubai, UAE

Telephone Number

971 4 364 1400

Fax Number

971 4 363 7158

Date of Licence

04-Jul-2006

Financial Service

Investments

Arranging Deals in Investments

Certificates,Debentures,Futures,Options,Shares,Warrants

Dealing in Investments as Agent

Debentures,Futures,Options

Dealing in Investments as Principal

Debentures,Futures,Options

Restrictions

Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only.


Name
Reference number
Type of Individual
Effective Date
Date Withdrawn

Mr Francois Brisebois

I002744

Authorised Individuals

10-Sep-2020

Mr William Pierre Francois Norbert Wostyn

I002742

Authorised Individuals

10-Sep-2020

Mr Jody Giordano

I012582

Authorised Individuals

17-Jul-2019

Mr Mischa Heller

I012471

Authorised Individuals

18-Jun-2019

Mr Simon Edward Musker

I011413

Authorised Individuals

23-Oct-2018

Mr Michael Jon Anderson

I011116

Authorised Individuals

12-Jul-2018

Mr Michael Leibowitz

I000488

Authorised Individuals

04-Jul-2006

Mr John Trevor Conway

I000273

Authorised Individuals

04-Jul-2006

Mrs Jennifer David Dizon

I004785

Authorised Individuals (Withdrawn)

19-Jun-2012

22-Oct-2018

Mr Stephen Andrew Jack

I003746

Authorised Individuals (Withdrawn)

11-May-2010

13-Jun-2012

Mr Philip Regan

I003153

Authorised Individuals (Withdrawn)

06-Sep-2009

11-May-2010

Mr Lievin Tshikali

I002984

Authorised Individuals (Withdrawn)

26-Feb-2009

08-Sep-2009

Ms Golnaz Parisaei

I001509

Authorised Individuals (Withdrawn)

18-Apr-2007

10-Jul-2019

Mr Andrew San Marco

I000490

Authorised Individuals (Withdrawn)

04-Jul-2006

29-Nov-2017

Mr Julian Christopher Hofer

I000274

Authorised Individuals (Withdrawn)

04-Jul-2006

26-Apr-2007

Mr Jeffrey Adler

I000374

Authorised Individuals (Withdrawn)

04-Jul-2006

17-Nov-2006

Mr Dennis William Trappitt

I000375

Authorised Individuals (Withdrawn)

04-Jul-2006

06-Apr-2009

Mr David Charles Pinchin

I000351

Authorised Individuals (Withdrawn)

04-Jul-2006

08-Sep-2009

Mr Alexander Samir Saffadi

I000489

Authorised Individuals (Withdrawn)

04-Jul-2006

16-Jan-2019


Title
Category
Date of Use

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