Name
Mrs Eleonora Ugge
DFSA Reference Number:
I010835
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
30-Dec-2021
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
02-Feb-2021
Withdrawal Date
08-Dec-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
13-Apr-2020
Withdrawal Date
31-May-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
24-Jul-2018
Withdrawal Date
18-Nov-2021
Comments
Firm Name
Individual type
Authorised Individuals (Withdrawn)
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Apr-2018
Withdrawal Date
06-Nov-2018
Comments
Firm Name
Individual type
Key Individuals (Withdrawn)
Functions
Compliance Officer,Money Laundering Reporting Officer,Risk Officer
Effective Date
05-Aug-2021
Withdrawal Date
12-Oct-2021
Comments
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F003899
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F005129
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Authorised Firms (Withdrawn)
06-Nov-2018
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