DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mrs Eleonora Ugge

DFSA Reference Number:

I010835

Firm Name

MMK Capital Ltd

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Feb-2021

Withdrawal Date

Comments

Firm Name

Awad Capital Ltd.

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Jul-2018

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Apr-2020

Withdrawal Date

31-May-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Apr-2018

Withdrawal Date

06-Nov-2018

Comments

Firm Name

Nasdaq Dubai

Individual type

Key Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Risk Officer

Effective Date

05-Aug-2021

Withdrawal Date

12-Oct-2021

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Nasdaq Dubai

F000026

Authorised Market Institutions

MMK Capital Ltd

F003899

Authorised Firms

Africap Middle East Limited

F005129

Authorised Firms

Awad Capital Ltd.

F002856

Authorised Firms

Terra Nova Capital Advisors Limited

F003144

Authorised Firms (Withdrawn)

06-Nov-2018


Title
Category
Date of Use

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