Individuals

Firm Name

ASAS Capital Ltd

Individual type

Authorised Individuals

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

21-Aug-2019

Withdrawal Date

Comments

Firm Name

BIBD (Middle East) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

06-Jun-2017

Withdrawal Date

30-Jul-2017

Comments

Firm Name

Adenium Energy Capital Advisors Limited (in Liquidation)

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

26-Apr-2017

Withdrawal Date

30-Jul-2017

Comments

Firm Name

TriSpan Asset Management Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

28-Dec-2016

Withdrawal Date

30-Jul-2017

Comments

Firm Name

Amalabh Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

21-Dec-2016

Withdrawal Date

30-Jul-2017

Comments

Firm Name

KHK & Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

07-Oct-2015

Withdrawal Date

19-Nov-2015

Comments

Firm Name

Gulf Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

02-Aug-2015

Withdrawal Date

31-Jul-2017

Comments

Firm Name

RoC Capital Management (Dubai) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

31-May-2015

Withdrawal Date

14-Apr-2016

Comments

Firm Name

Emerging Markets Capital Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

04-Nov-2014

Withdrawal Date

07-Feb-2017

Comments

Firm Name

IR Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

17-Jun-2014

Withdrawal Date

29-Jul-2015

Comments

Firm Name

Alkhair Capital (Dubai) Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

24-Mar-2014

Withdrawal Date

31-Mar-2015

Comments

Firm Name

Pharos Financial Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

16-Sep-2012

Withdrawal Date

31-Oct-2012

Comments