Name
RoC Capital Management (Dubai) Ltd
Legal Status:
DIFC Company
DFSA Reference Number:
F002924
Address
Office 1701C, Level 17, North Tower, Emirates Financial Towers, DIFC, PO Box 506923, Dubai, UAE
Telephone Number
971 4 279 0769
Date of Withdrawal
29-Jan-2017
Date of Licence
31-May-2015
Endorsements
Holding or Controlling Client Assets
Financial Service
Investments
Arranging Credit or Deals in Investments
Shares,Debentures,Warrants,Certificates,Options,Units,Futures,Structured Products,Credit Facilities
Advising on Financial Products or Credit
Shares,Debentures,Warrants,Certificates,Options,Units,Futures,Structured Products,Credit Facilities
Managing Assets
Shares,Debentures,Warrants,Certificates,Options,Units,Futures,Structured Products
Arranging Custody
Shares,Debentures,Warrants,Certificates,Options,Units,Futures,Structured Products
Mr Lee Keith Thompson
I007902
Authorised Individuals (Withdrawn)
14-Apr-2016
29-Jan-2017
Mr Craig Ronald Roberts
I000759
Authorised Individuals (Withdrawn)
31-May-2015
29-Jan-2017
Mr Amjad Iqbal Sheikh
I004782
Authorised Individuals (Withdrawn)
31-May-2015
14-Apr-2016
Mr Tamman El Barbir
I005489
Authorised Individuals (Withdrawn)
31-May-2015
29-Jan-2017
Mr Abbas Farouq Zuaiter
I006593
Authorised Individuals (Withdrawn)
31-May-2015
29-Jan-2017
Mr John Broadhurst Mills
I006594
Authorised Individuals (Withdrawn)
31-May-2015
29-Jan-2017
Mr Sanjeev Dave
I004145
Authorised Individuals (Withdrawn)
31-May-2015
29-Jan-2017
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