DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Edmond Paul Charles Noel Antoine Carton

DFSA Reference Number:

I004299

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

05-Aug-2019

Withdrawal Date

07-Jan-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

11-Mar-2015

Withdrawal Date

24-Jul-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

18-Jun-2014

Withdrawal Date

05-Jan-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

22-Jul-2013

Withdrawal Date

05-Jan-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

15-Sep-2011

Withdrawal Date

04-Apr-2013

Comments

Name
Reference number
Type of Firm
Date Withdrawn

S.P. Hinduja Advisory Limited

F000759

Authorised Firms

J. Safra Sarasin (Middle East) Ltd

F002221

Authorised Firms

Sarasin-Alpen & Partners Limited

F000942

Authorised Firms (Withdrawn)

05-Jan-2015

Bank Sarasin - Alpen (ME) Limited

F000009

Authorised Firms (Withdrawn)

05-Jan-2015

Julius Baer (Middle East) Limited

F000001

Authorised Firms


Title
Category
Date of Use

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