Name
Sarasin-Alpen & Partners Limited
Legal Status:
DIFC Company
DFSA Reference Number:
F000942
Address
Suite 401, Level 4, Precinct Building 5, The Gate District, DIFC, PO Box 121806, Dubai, UAE
Telephone Number
971 4 363 4300
Fax Number
971 4 362 0565
Date of Withdrawal
05-Jan-2015
Date of Licence
22-Oct-2008
Financial Service
Investments
Advising on Financial Products or Credit
Certificates,Credit Facilities,Debentures,Futures,Options,Shares,Structured Products,Units,Warrants
Arranging Credit or Deals in Investments
Certificates,Credit Facilities,Debentures,Futures,Options,Shares,Structured Products,Units,Warrants
Arranging Custody
Certificates,Debentures,Futures,Options,Shares,Structured Products,Units,Warrants
Dealing in Investments as Agent
Certificates,Debentures,Futures,Options,Shares,Structured Products,Units,Warrants
Managing Assets
Certificates,Debentures,Futures,Options,Rights Under a Long Term Insurance Contract,Shares,Structured Products,Units,Warrants
Mrs Sameena Ahmad
I006363
Authorised Individuals (Withdrawn)
10-Aug-2014
05-Jan-2015
Mr Edmond Paul Charles Noel Antoine Carton
I004299
Authorised Individuals (Withdrawn)
18-Jun-2014
05-Jan-2015
Mr Vasileios Makkas
I005341
Authorised Individuals (Withdrawn)
21-Mar-2013
22-Jun-2014
Mr Stephane Emile Astruc
I005221
Authorised Individuals (Withdrawn)
11-Mar-2013
05-Jan-2015
Mr Elie Vivien Sassoon
I005307
Authorised Individuals (Withdrawn)
21-Feb-2013
05-Jan-2015
Mr Sudarshan Vishwanath Malpani
I004838
Authorised Individuals (Withdrawn)
29-Aug-2012
21-Mar-2013
Mr Polachirakal Ninan Rajiv Philip
I000643
Authorised Individuals (Withdrawn)
24-Oct-2011
05-Jan-2015
Mr Bernhard Bjorn Eisele
I004075
Authorised Individuals (Withdrawn)
12-Jun-2011
01-Jul-2013
Mr Prabhakar Vasant Limaye
I003929
Authorised Individuals (Withdrawn)
10-Oct-2010
05-Jan-2015
Mr Johann Hans Kurmann
I000080
Authorised Individuals (Withdrawn)
22-Oct-2008
24-Mar-2013
Mr Rohit Walia
I000074
Authorised Individuals (Withdrawn)
22-Oct-2008
10-Aug-2014
Mr Paul Cooper
I002527
Authorised Individuals (Withdrawn)
22-Oct-2008
08-Feb-2012
Mr John Guy Elmhirst Monson
I002529
Authorised Individuals (Withdrawn)
22-Oct-2008
24-Jan-2010
Mr Gerhard Dieter Krueger
I001086
Authorised Individuals (Withdrawn)
22-Oct-2008
07-Nov-2010
Mr Fidelis Maria Goetz
I001517
Authorised Individuals (Withdrawn)
22-Oct-2008
05-Mar-2013
Mrs Pushpa Santoshkumar
I000584
Authorised Individuals (Withdrawn)
22-Oct-2008
02-Aug-2010
Mr Tirunellai Mahadevan Lakshmanan
I000061
Authorised Individuals (Withdrawn)
22-Oct-2008
20-Aug-2013
Mr Thomas Nicholas McKinlay Service
I002528
Authorised Individuals (Withdrawn)
22-Oct-2008
24-Jan-2010
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