DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Joe Durian Gogul

DFSA Reference Number:

I001065

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

16-Apr-2008

Withdrawal Date

24-Jan-2010

Comments

Firm Name

UBS AG

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

13-Sep-2006

Withdrawal Date

05-Apr-2007

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Gulf Investments Limited

F000751

Authorised Firms (Withdrawn)

14-Apr-2010

UBS AG

F000321

Authorised Firms


Title
Category
Date of Use

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