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UBS AG

Trading Name: UBS AG Dubai Branch

Name

UBS AG

Legal Status:

Non-DIFC Company

DFSA Reference Number:

F000321

Address

Unit L39-00, Level 39, ICD Brookfield Place, DIFC, PO Box 506542, Dubai, UAE

Telephone Number

971 4 365 7100

Fax Number

971 4 365 7199

Date of Licence

13-Sep-2006

Financial Service

Investments

Advising on Financial Products

Certificates, Debentures, Deposits, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Deals in Investments

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Credit & Advising on Credit


Name
Reference number
Type of Individual
Effective Date
Date Withdrawn

Mr Rohit Maheshwari

I016905

Authorised Individuals

12-Jul-2022

Mr Desh Deepak Sharma

I016727

Authorised Individuals

12-May-2022

Mr Niels Zilkens

I000308

Authorised Individuals

29-Jan-2020

Mr Gary Stewart Marshall

I008595

Authorised Individuals

23-Jul-2018

Mrs Ezinwa Ogechukwuk Udezue

I011164

Authorised Individuals

23-Jul-2018

Mr Tjeerd Sander Tietema

I006000

Authorised Individuals

10-Feb-2014

Mr Tjeerd Sander Tietema

I006000

Authorised Individuals (Withdrawn)

10-Feb-2014

23-Jul-2018

Mr Rizwan Shaukatali Bora

I004229

Authorised Individuals

24-Jul-2011

Mr Michael Pascal Cleanis

I012856

Authorised Individuals (Withdrawn)

16-Oct-2019

20-Jul-2022

Mr Cedric Charles Ghislain Lizin

I005605

Authorised Individuals (Withdrawn)

15-Oct-2017

08-Oct-2019

Mr Alberto Palombi

I010119

Authorised Individuals (Withdrawn)

27-Sep-2017

19-Sep-2019

Mr Gilles Dominique Leimer

I000037

Authorised Individuals (Withdrawn)

27-Dec-2015

08-Oct-2017

Mrs Katrin Jurissen

I006492

Authorised Individuals (Withdrawn)

02-Oct-2014

01-May-2018

Mr Sean Patrick Kearney

I005562

Authorised Individuals (Withdrawn)

02-Jul-2013

02-Oct-2014

Mr Anthony Nimeh Iliya

I003889

Authorised Individuals (Withdrawn)

22-Aug-2010

11-Apr-2013

Mrs Helene Marie Jeanne Narcy

I002735

Authorised Individuals (Withdrawn)

05-Jul-2009

24-Jul-2011

Mr Peter Burnett

I001068

Authorised Individuals (Withdrawn)

05-May-2008

24-Nov-2008

Mr Edward Confoy

I002195

Authorised Individuals (Withdrawn)

19-Feb-2008

05-Jul-2009

Mr Peter John Brady

I002071

Authorised Individuals (Withdrawn)

26-Dec-2007

30-Nov-2013

Mr Lasitha Dissanayake

I001641

Authorised Individuals (Withdrawn)

24-Jun-2007

20-Nov-2007

Mr Yasir Saeed Murad

I001066

Authorised Individuals (Withdrawn)

13-Sep-2006

24-Jan-2008

Mr Nigel Ashton Patrick Pasea

I001067

Authorised Individuals (Withdrawn)

13-Sep-2006

17-Jun-2010

Mr Joe Durian Gogul

I001065

Authorised Individuals (Withdrawn)

13-Sep-2006

05-Apr-2007


Title
Category
Date of Use

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