DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Lewis Andrew Knell

DFSA Reference Number:

I002705

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Mar-2024

Withdrawal Date

01-Aug-2024

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Aug-2020

Withdrawal Date

05-Apr-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Nov-2017

Withdrawal Date

17-Mar-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jul-2017

Withdrawal Date

04-Dec-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Apr-2017

Withdrawal Date

03-Feb-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Jan-2017

Withdrawal Date

13-Jul-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Oct-2016

Withdrawal Date

16-Jul-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Jan-2016

Withdrawal Date

17-Mar-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Aug-2015

Withdrawal Date

04-Oct-2020

Comments

Firm Name

HDFC Bank Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Jun-2014

Withdrawal Date

14-Jun-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Jan-2014

Withdrawal Date

03-Mar-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Feb-2013

Withdrawal Date

22-Jul-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Feb-2013

Withdrawal Date

01-Dec-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Nov-2012

Withdrawal Date

31-Jul-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Oct-2008

Withdrawal Date

11-Nov-2010

Comments

Name
Reference number
Type of Firm
Date Withdrawn

R.J. O'Brien (MENA) Capital Limited

F004288

Authorised Firms

MEX Australia PTY Ltd

F004403

Authorised Firms (Withdrawn)

19-Aug-2022

Fortress (Dubai) Transportation & Infrastructure Advisors Ltd.

F002378

Authorised Firms (Withdrawn)

10-Jul-2024

SAYACORP CAPITAL LTD

F003667

Authorised Firms

Safanad (Dubai) Limited

F002528

Authorised Firms

adaa Financial Services Limited

F002440

Authorised Firms (Withdrawn)

13-Jul-2017

Sarwa Investment Management Limited

F003607

Authorised Firms

CGL (Dubai) Limited

F003178

Authorised Firms

Strata Capital Limited

F002923

Authorised Firms (Withdrawn)

04-Oct-2020

HDFC Bank Limited

F001898

Authorised Firms

Market Securities (Dubai) Limited

F002425

Authorised Firms

Clarkson Investment Services (DIFC) Limited

F001063

Authorised Firms (Withdrawn)

22-Jul-2013

Samena Capital Investments Limited

F001860

Authorised Firms

Fulcrum Capital (Dubai) Limited

F001496

Authorised Firms

E*TRADE Securities Limited

F000396

Authorised Firms (Withdrawn)

17-Aug-2011


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Category
Date of Use

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