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R.J. O'Brien (MENA) Capital Limited

Trading Name: R.J. O'Brien (MENA) Capital Limited

Name

R.J. O'Brien (MENA) Capital Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F004288

Address

Unit L21-02, Level 21, ICD Brookfield Place, DIFC, PO Box 507280, Dubai, UAE

Telephone Number

971 4 249 2600

Date of Licence

10-Jan-2018

Financial Service

Investments

Arranging Custody

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Principal

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants

Arranging Deals in Investments

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Agent

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants

Advising on Financial Products

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Restrictions

Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only.

Name

Reference number

Type of Individual

Effective Date

Date Withdrawn

Mr Lewis Andrew Knell

I002705

Authorised Individuals

19-Mar-2024

Mrs Lorna Kathryn Summerfield

I018324

Authorised Individuals

24-Jul-2023

Mr Robert John Elliott

I005518

Authorised Individuals

13-Jul-2023

Mrs Melissa Beth Zierk

I017616

Authorised Individuals

09-Feb-2023

Mr Mark Phelps

I016734

Authorised Individuals

27-May-2022

Mr Daniel Alexander Staniford

I009977

Authorised Individuals

10-Jan-2018

Mr Peter Laurence Green

I009978

Authorised Individuals

10-Jan-2018

Mr James Daniel Sewell

I015917