Name
Mr Nicholas Iain Walling
DFSA Reference Number:
I005090
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
26-Feb-2026
Withdrawal Date
Comments
Individual type
Authorised Individuals
Functions
Money Laundering Reporting Officer
Effective Date
25-Mar-2025
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
23-Sep-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Licensed Director,Compliance Officer,Money Laundering Reporting Officer
Effective Date
10-Jun-2024
Withdrawal Date
Comments
Firm Name
Individual type
Authorised Individuals
Functions
Senior Manager,Compliance Officer,Money Laundering Reporting Officer
Effective Date
22-Dec-2023
Withdrawal Date
Comments
Arcadia Capital Limited
F007093
Authorised Firms
Hayfin Capital Management LLP (DIFC Representative Office)
F009538
Authorised Firms
Capricorn Fund Managers (DIFC) Limited
F008633
Authorised Firms
Walleye Capital (DIFC) Limited
F008819
Authorised Firms
Truleum Venture Partners Limited
F008013
Authorised Firms
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