Name
Capricorn Fund Managers (DIFC) Limited
Legal Status:
DIFC Company
DFSA Reference Number:
F008633
Address
Unit GD-PB-04-01-OF-01-0, Level 1, DIFC Fund Centre, Level POD, Gate District Precinct Building 04, DIFC, Dubai, UAE
Telephone Number
Date of Licence
23-Sep-2024
Endorsements
Holding or Controlling Client Assets Use a Fund Platform
Financial Service
Investments
Advising on Financial Products
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Arranging Custody
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Arranging Credit & Advising on Credit
Arranging Deals in Investments
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Managing a Collective Investment Fund
Investment Tokens
Managing Assets
Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units
Mr Nicholas Jonathan Smith
I022913
Authorised Individuals
05-Jan-2026
Mr James Thomas Anthony Bruce
I022777
Authorised Individuals
04-Dec-2025
Mrs Savitha Reshma Carleton
I022060
Authorised Individuals
17-Sep-2025
Mr Pierre Van Wyk
I021708
Authorised Individuals
30-Jun-2025
Mr Nicholas Iain Walling
I005090
Authorised Individuals
23-Sep-2024
Mr Darryl Sean Noik
I017891
Authorised Individuals
23-Sep-2024
Mr Jonathan Richard Campion
I017894
Authorised Individuals
23-Sep-2024
Ms Lynda Ann Stoelker
I017892
Authorised Individuals
23-Sep-2024
Mr Robert Jay Gottlieb
I020292
Authorised Individuals
23-Sep-2024
Mr Stuart Roy Dixon
I020293
Authorised Individuals
23-Sep-2024
Mr Craig Ronald Roberts
I000759
Authorised Individuals (Withdrawn)
23-Sep-2024
14-May-2025
For better web experience, please use the website in portrait mode
