DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Nigel Ashton Patrick Pasea

DFSA Reference Number:

I001067

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Aug-2021

Withdrawal Date

16-Dec-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Mar-2020

Withdrawal Date

15-Jan-2021

Comments

Firm Name

IG Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Mar-2018

Withdrawal Date

05-Jul-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Jul-2013

Withdrawal Date

01-Feb-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jul-2013

Withdrawal Date

25-Aug-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jan-2013

Withdrawal Date

04-Dec-2013

Comments

Firm Name

FalCap Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Sep-2012

Withdrawal Date

11-Dec-2012

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Sep-2012

Withdrawal Date

31-Mar-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Dec-2011

Withdrawal Date

02-Jul-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-May-2011

Withdrawal Date

17-Aug-2011

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Apr-2011

Withdrawal Date

26-May-2013

Comments

Firm Name

ICICI Bank Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Mar-2011

Withdrawal Date

30-Nov-2011

Comments

Firm Name

Exotix Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Feb-2011

Withdrawal Date

21-Jul-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Dec-2010

Withdrawal Date

31-Oct-2012

Comments

Firm Name

UBS AG

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

13-Sep-2006

Withdrawal Date

17-Jun-2010

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Moelis & Company UK LLP, DIFC Branch

F001620

Authorised Firms

Pepperstone Financial Services (DIFC) Limited

F004356

Authorised Firms

IG Limited

F001780

Authorised Firms

Arbuthnot Latham & Company Limited

F002052

Authorised Firms (Withdrawn)

04-Jul-2021

Exotix Partners LLP (Dubai)

F002410

Authorised Firms (Withdrawn)

10-Jan-2021

MSH INTERNATIONAL (DUBAI) LTD

F000233

Authorised Firms

FalCap Limited

F001406

Authorised Firms

Perella Weinberg Partners UK LLP

F001570

Authorised Firms (Withdrawn)

31-Mar-2020

Saxo Bank (Dubai) Limited

F001014

Authorised Firms (Withdrawn)

02-Jul-2017

E*TRADE Securities Limited

F000396

Authorised Firms (Withdrawn)

17-Aug-2011

IL&FS Global Financial Services (ME) Limited

F001396

Authorised Firms (Withdrawn)

05-Aug-2019

ICICI Bank Limited

F000068

Authorised Firms

Exotix Limited

F001256

Authorised Firms (Withdrawn)

21-Jul-2013

Euram Bank Asia Limited

F001080

Authorised Firms (Withdrawn)

31-Oct-2012

UBS AG

F000321

Authorised Firms


Title
Category
Date of Use

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