Individuals

Firm Name

Moelis & Company UK LLP, DIFC Branch

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Aug-2021

Withdrawal Date

16-Dec-2021

Comments

Firm Name

Pepperstone Financial Services (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Mar-2020

Withdrawal Date

15-Jan-2021

Comments

Firm Name

IG Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Mar-2018

Withdrawal Date

05-Jul-2018

Comments

Firm Name

Arbuthnot Latham & Company Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Jul-2013

Withdrawal Date

01-Feb-2018

Comments

Firm Name

Exotix Partners LLP (Dubai)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jul-2013

Withdrawal Date

25-Aug-2013

Comments

Firm Name

MSH INTERNATIONAL (DUBAI) LTD

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Jan-2013

Withdrawal Date

04-Dec-2013

Comments

Firm Name

FalCap Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Sep-2012

Withdrawal Date

11-Dec-2012

Comments

Firm Name

Perella Weinberg Partners UK LLP

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Sep-2012

Withdrawal Date

31-Mar-2020

Comments

Firm Name

Saxo Bank (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Dec-2011

Withdrawal Date

02-Jul-2017

Comments

Firm Name

E*TRADE Securities Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-May-2011

Withdrawal Date

17-Aug-2011

Comments

Firm Name

IL&FS Global Financial Services (ME) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Apr-2011

Withdrawal Date

26-May-2013

Comments

Firm Name

ICICI Bank Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Mar-2011

Withdrawal Date

30-Nov-2011

Comments

Firm Name

Exotix Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Feb-2011

Withdrawal Date

21-Jul-2013

Comments

Firm Name

Euram Bank Asia Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

12-Dec-2010

Withdrawal Date

31-Oct-2012

Comments

Firm Name

UBS AG

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Senior Executive Officer

Effective Date

13-Sep-2006

Withdrawal Date

17-Jun-2010

Comments