DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Polachirakal Ninan Rajiv Philip

DFSA Reference Number:

I000643

Individual type

Authorised Individuals

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

28-Sep-2017

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

11-Mar-2015

Withdrawal Date

11-Sep-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

24-Oct-2011

Withdrawal Date

05-Jan-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

24-Oct-2011

Withdrawal Date

05-Jan-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

01-Aug-2007

Withdrawal Date

01-Apr-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

24-Sep-2006

Withdrawal Date

02-Aug-2007

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Bank of Singapore Limited

F002375

Authorised Firms

Bank J. Safra Sarasin Asset Management (Middle East) Ltd

F002221

Authorised Firms

Bank Sarasin - Alpen (ME) Limited

F000009

Authorised Firms (Withdrawn)

05-Jan-2015

Sarasin-Alpen & Partners Limited

F000942

Authorised Firms (Withdrawn)

05-Jan-2015

Mirabaud (Middle East) Limited

F000505

Authorised Firms

HSBC Bank Middle East Limited.

F000268

Authorised Firms (Withdrawn)

28-Jun-2015


Title
Category
Date of Use

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