Individuals

Firm Name

Capricorn Fund Managers (DIFC) Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jun-2026

Withdrawal Date

Comments

Firm Name

ASAS Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Dec-2018

Withdrawal Date

04-Sep-2019

Comments

Firm Name

Enam Asset Management (Middle East) Pvt. Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Sep-2018

Withdrawal Date

01-Apr-2019

Comments

Firm Name

Lumina Capital Advisers Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

02-Aug-2018

Withdrawal Date

10-Nov-2019

Comments