DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Stephen Lilley

DFSA Reference Number:

I005938

Firm Name

EMRGO (DIFC) Ltd

Individual type

Authorised Individuals

Functions

Licensed Director,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Jun-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Mar-2017

Withdrawal Date

28-Jun-2018

Comments

Firm Name

HYCM Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director

Effective Date

14-Oct-2015

Withdrawal Date

07-Sep-2023

Comments

Firm Name

Nasdaq Dubai

Individual type

Key Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Risk Officer

Effective Date

04-Dec-2013

Withdrawal Date

08-Jun-2016

Comments

Name
Reference number
Type of Firm
Date Withdrawn

EMRGO (DIFC) Ltd

F005322

Authorised Firms

Al Masah Capital Management Limited (currently in voluntary liquidation)

F001266

Authorised Firms (Withdrawn)

06-Oct-2023

HYCM Limited

F000048

Authorised Firms

Nasdaq Dubai

F000026

Authorised Market Institutions


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Category
Date of Use

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