DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mr Stephen Lilley

DFSA Reference Number:

I005938

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Jun-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Licensed Director

Effective Date

14-Oct-2015

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

01-Mar-2017

Withdrawal Date

28-Jun-2018

Comments

Firm Name

Nasdaq Dubai

Individual type

Key Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Risk Officer

Effective Date

04-Dec-2013

Withdrawal Date

08-Jun-2016

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Wethaq (Capital Markets) Ltd

F005322

Authorised Firms

Al Masah Capital Management Limited (currently in voluntary liquidation)

F001266

Authorised Firms

Henyep Capital Markets (DIFC) Limited

F000048

Authorised Firms

Nasdaq Dubai

F000026

Authorised Market Institutions


Title
Category
Date of Use

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