DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Nasdaq Dubai

Legal Status:

DIFC Company

DFSA Reference Number:

F000026

Address

Level 8, The Exchange, DIFC, PO Box 53536, Dubai, UAE

Telephone Number

971 4 305 5455

Fax Number

971 4 453 4068

Date of Licence

20-Sep-2005

Financial Service

Investments

Operating a Clearing house

Certificates, Debentures, Futures, Options, Shares, Structured Products, Units, Warrants

Operating an Exchange

Certificates, Debentures, Futures, Options, Shares, Structured Products, Units, Warrants

Conditions

NASDAQ Dubai Ltd is prohibited from changing its ownership structure without notifying the DFSA at least 28 days in advance of a proposed change in ownership and the NASDAQ Dubai Ltd must obtain the DFSA’s express written approval to any change in the ownership of NASDAQ Dubai Ltd prior to making the change.

Restrictions


NASDAQ Dubai Ltd shall not operate an Exchange in respect of Commodities Options and Futures.


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