DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Mrs Pooja Anand

DFSA Reference Number:

I005721

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

16-Jun-2022

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

19-Jul-2018

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

18-Jun-2018

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jan-2018

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

09-Mar-2017

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

14-Feb-2017

Withdrawal Date

17-Sep-2022

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

07-Feb-2017

Withdrawal Date

28-Nov-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Jul-2016

Withdrawal Date

25-Sep-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Sep-2013

Withdrawal Date

24-Dec-2014

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Schroder Investment Management Limited

F000513

Authorised Firms

Neo Capital (DIFC) Limited

F004559

Authorised Firms

HanseMerkur Global Insurance Management (DIFC) Limited

F001809

Authorised Firms

AGC Equity Partners Middle East Limited

F002434

Authorised Firms

360 ONE Private Wealth (Dubai) Limited

F001202

Authorised Firms

Ark Capital Management (Dubai) Limited

F002214

Authorised Firms

City of London Investment Management Company Limited

F000647

Authorised Firms (Withdrawn)

28-Nov-2021

Morgan Gatsby Limited (Suspended)

F001950

Authorised Firms (Withdrawn)

24-Mar-2020

KBC Aldini Capital Limited

F000676

Authorised Firms (Withdrawn)

26-Nov-2020


Title
Category
Date of Use

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