DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ark Capital Management (Dubai) Limited

Legal Status:

DIFC Company

DFSA Reference Number:

F002214

Address

Unit IH-00-01-07-OF-07, Level 7, IH-00-01-CP-05, DIFC, PO Box 211036, Dubai, UAE

Telephone Number

971 4 352 3233

Fax Number

971 4 386 2358

Date of Licence

07-Nov-2013

Endorsements

Holding or Controlling Client Assets

Financial Service

Investments

Arranging Deals in Investments

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Advising on Financial Products

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Managing Assets

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Arranging Credit & Advising on Credit

Dealing in Investments as Agent

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Dealing in Investments as Principal

Certificates, Debentures, Futures, Options, Shares, Structured Products, Warrants, Units

Providing Custody

Restrictions


1. Dealing in Investments as Principal is limited to deals undertaken on a Matched Principal basis only.


2. “On 20 February 2026, the DFSA restricted Ark Capital Management (Dubai) Limited from:

- soliciting, onboarding, engaging in any Financial Promotions or conducting any business with new Clients that constitutes or may constitute the carrying on of Financial Services, pursuant to Article 75(1) of the Regulatory Law 2004, as amended.”


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