Individuals

Firm Name

Columbia Threadneedle Investments (ME) Limited

Individual type

Authorised Individuals

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

25-Feb-2016

Withdrawal Date

Comments

Firm Name

East Capital (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

07-Mar-2016

Withdrawal Date

18-Jan-2017

Comments

Firm Name

Guidance Capital Markets (DIFC) Ltd.

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

21-Dec-2014

Withdrawal Date

07-Apr-2016

Comments

Firm Name

Ark Capital Management (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

08-Dec-2014

Withdrawal Date

01-Feb-2017

Comments

Firm Name

Threadneedle Portfolio Services Hong Kong Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

30-Nov-2014

Withdrawal Date

25-Feb-2016

Comments

Firm Name

MAS ClearSight Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

11-Nov-2013

Withdrawal Date

05-Nov-2014

Comments

Firm Name

Clements (Dubai) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Senior Manager

Effective Date

13-Jun-2013

Withdrawal Date

24-Feb-2015

Comments