DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Sharon Narelle Ditchburn

DFSA Reference Number:

I001453

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

05-Jul-2021

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jul-2017

Withdrawal Date

Comments

Firm Name

Awad Capital Ltd.

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

04-Feb-2016

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

13-Apr-2020

Withdrawal Date

31-May-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

06-Dec-2018

Withdrawal Date

20-May-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Jun-2018

Withdrawal Date

07-Mar-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Jan-2018

Withdrawal Date

18-Oct-2018

Comments

Firm Name

MMK Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jun-2017

Withdrawal Date

25-Jan-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Jun-2017

Withdrawal Date

22-Feb-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Oct-2015

Withdrawal Date

11-May-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Oct-2015

Withdrawal Date

01-Mar-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Sep-2015

Withdrawal Date

30-Nov-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-May-2014

Withdrawal Date

12-Nov-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Dec-2013

Withdrawal Date

25-May-2015

Comments

Firm Name

Killik & Co LLP

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Aug-2013

Withdrawal Date

23-Feb-2017

Comments

Firm Name

FH Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Dec-2012

Withdrawal Date

04-Jun-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Sep-2010

Withdrawal Date

07-Jun-2012

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Sep-2010

Withdrawal Date

24-Nov-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Nov-2009

Withdrawal Date

08-Oct-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Aug-2009

Withdrawal Date

17-Jun-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Jul-2009

Withdrawal Date

09-Dec-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jun-2009

Withdrawal Date

12-Jul-2011

Comments

Firm Name

IDM (MENA) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Jun-2009

Withdrawal Date

20-Jan-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-May-2009

Withdrawal Date

14-Apr-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Feb-2009

Withdrawal Date

20-Sep-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Oct-2008

Withdrawal Date

17-Mar-2009

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Oct-2008

Withdrawal Date

11-Mar-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jun-2008

Withdrawal Date

31-Mar-2009

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-May-2008

Withdrawal Date

30-Dec-2008

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Nov-2007

Withdrawal Date

27-Oct-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Nov-2007

Withdrawal Date

08-Feb-2009

Comments

Firm Name

Nasdaq Dubai

Individual type

Key Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Risk Officer

Effective Date

08-Jun-2016

Withdrawal Date

12-Jul-2016

Comments

Name
Reference number
Type of Firm
Date Withdrawn

DP World Financial Services Limited

F006541

Authorised Firms

Africap Middle East Limited

F005129

Authorised Firms

Ocorian Corporate Services (DIFC) Limited

F005096

Authorised Firms (Withdrawn)

20-May-2020

Bastion Capital London Limited

F002870

Authorised Firms (Withdrawn)

07-Mar-2019

ENTO Capital Management Limited

F002897

Authorised Firms

Saray Capital (DIFC) Limited

F003530

Authorised Firms

MMK Capital Ltd

F003899

Authorised Firms

Morgan Gatsby Limited (Suspended)

F001950

Authorised Firms (Withdrawn)

24-Mar-2020

Nasdaq Dubai

F000026

Authorised Market Institutions

Awad Capital Ltd.

F002856

Authorised Firms

Decca Investments Limited

F001734

Authorised Firms (Withdrawn)

20-Jul-2017

Palma Capital Limited

F001074

Authorised Firms (Withdrawn)

07-May-2019

Blackrock Advisors (UK) Limited - Dubai Branch

F000738

Authorised Firms

CIFG Makeen Capital Limited

F002382

Authorised Firms (Withdrawn)

12-Nov-2014

Jadara Capital Partners Limited

F002330

Authorised Firms (Withdrawn)

25-May-2015

Killik & Co LLP

F000421

Authorised Firms (Withdrawn)

23-Feb-2017

FH Capital Limited

F000819

Authorised Firms (Withdrawn)

04-Jun-2017

Innovest Securities Company Limited

F000797

Authorised Firms (Withdrawn)

07-Jun-2012

Cayman National (Dubai) Ltd

F000931

Authorised Firms

Akbank (Dubai) Limited

F001170

Authorised Firms (Withdrawn)

29-Mar-2017

Millennium Private Equity Ltd

F000436

Authorised Firms (Withdrawn)

17-Jun-2015

Burj Global Capital Limited

F001088

Authorised Firms (Withdrawn)

09-Dec-2010

Millennium Finance Corporation Limited

F000030

Authorised Firms (Withdrawn)

12-Jul-2011

IDM (MENA) Limited

F001030

Authorised Firms (Withdrawn)

04-May-2010

BNP Paribas Investment Partners Asia Limited

F001034

Authorised Firms (Withdrawn)

14-Apr-2010

Louvre Group (Middle East) Limited

F000458

Authorised Firms (Withdrawn)

20-Sep-2010

Epic Investments Limited

F000923

Authorised Firms (Withdrawn)

21-Mar-2010

Aurum Capital Limited Liability Partnership

F000906

Authorised Firms (Withdrawn)

16-Aug-2018

Duke Equity Limited

F000312

Authorised Firms (Withdrawn)

31-Mar-2009

Waqf Trust Services Limited

F000651

Authorised Firms (Withdrawn)

28-Oct-2009

MAC Capital Limited

F000644

Authorised Firms (Withdrawn)

27-Oct-2013

Volaw Trust & Corporate Services Limited

F000047

Authorised Firms (Withdrawn)

08-Feb-2009


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Category
Date of Use

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