DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES

Name

Ms Sharon Narelle Ditchburn

DFSA Reference Number:

I001453

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

13-Apr-2020

Withdrawal Date

Comments

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Jul-2017

Withdrawal Date

Comments

Firm Name

Awad Capital Ltd.

Individual type

Authorised Individuals

Functions

Finance Officer,Senior Manager

Effective Date

04-Feb-2016

Withdrawal Date

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager

Effective Date

06-Dec-2018

Withdrawal Date

20-May-2020

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-Jun-2018

Withdrawal Date

07-Mar-2019

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

25-Jan-2018

Withdrawal Date

18-Oct-2018

Comments

Firm Name

MMK Capital Ltd

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Jun-2017

Withdrawal Date

25-Jan-2021

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Jun-2017

Withdrawal Date

22-Feb-2018

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Oct-2015

Withdrawal Date

11-May-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

13-Oct-2015

Withdrawal Date

01-Mar-2016

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Sep-2015

Withdrawal Date

30-Nov-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

26-May-2014

Withdrawal Date

12-Nov-2014

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

24-Dec-2013

Withdrawal Date

25-May-2015

Comments

Firm Name

Killik & Co LLP

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Aug-2013

Withdrawal Date

23-Feb-2017

Comments

Firm Name

FH Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

30-Dec-2012

Withdrawal Date

04-Jun-2017

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Sep-2010

Withdrawal Date

07-Jun-2012

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Sep-2010

Withdrawal Date

24-Nov-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

08-Nov-2009

Withdrawal Date

08-Oct-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Aug-2009

Withdrawal Date

17-Jun-2015

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Jul-2009

Withdrawal Date

09-Dec-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jun-2009

Withdrawal Date

12-Jul-2011

Comments

Firm Name

IDM (MENA) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer

Effective Date

03-Jun-2009

Withdrawal Date

20-Jan-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-May-2009

Withdrawal Date

14-Apr-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Feb-2009

Withdrawal Date

20-Sep-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

23-Oct-2008

Withdrawal Date

17-Mar-2009

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

06-Oct-2008

Withdrawal Date

11-Mar-2010

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

17-Jun-2008

Withdrawal Date

31-Mar-2009

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-May-2008

Withdrawal Date

30-Dec-2008

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Nov-2007

Withdrawal Date

27-Oct-2013

Comments

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Nov-2007

Withdrawal Date

08-Feb-2009

Comments

Firm Name

Nasdaq Dubai

Individual type

Key Individuals (Withdrawn)

Functions

Compliance Officer,Money Laundering Reporting Officer,Risk Officer

Effective Date

08-Jun-2016

Withdrawal Date

12-Jul-2016

Comments

Name
Reference number
Type of Firm
Date Withdrawn

Africap Middle East Limited

F005129

Authorised Firms

Ocorian Corporate Services (DIFC) Limited

F005096

Authorised Firms (Withdrawn)

20-May-2020

Bastion Capital London Limited

F002870

Authorised Firms (Withdrawn)

07-Mar-2019

ENTO Capital Management Limited

F002897

Authorised Firms

Saray Capital (DIFC) Limited

F003530

Authorised Firms

MMK Capital Ltd

F003899

Authorised Firms

Morgan Gatsby Limited (Suspended)

F001950

Authorised Firms (Withdrawn)

24-Mar-2020

Nasdaq Dubai

F000026

Authorised Market Institutions

Awad Capital Ltd.

F002856

Authorised Firms

Decca Investments Limited

F001734

Authorised Firms (Withdrawn)

20-Jul-2017

Palma Capital Limited

F001074

Authorised Firms (Withdrawn)

07-May-2019

Blackrock Advisors (UK) Limited - Dubai Branch

F000738

Authorised Firms

CIFG Makeen Capital Limited

F002382

Authorised Firms (Withdrawn)

12-Nov-2014

Jadara Capital Partners Limited

F002330

Authorised Firms (Withdrawn)

25-May-2015

Killik & Co LLP

F000421

Authorised Firms (Withdrawn)

23-Feb-2017

FH Capital Limited

F000819

Authorised Firms (Withdrawn)

04-Jun-2017

Innovest Securities Company Limited

F000797

Authorised Firms (Withdrawn)

07-Jun-2012

Cayman National (Dubai) Ltd

F000931

Authorised Firms

Akbank (Dubai) Limited

F001170

Authorised Firms (Withdrawn)

29-Mar-2017

Millennium Private Equity Ltd

F000436

Authorised Firms (Withdrawn)

17-Jun-2015

Burj Global Capital Limited

F001088

Authorised Firms (Withdrawn)

09-Dec-2010

Millennium Finance Corporation Limited

F000030

Authorised Firms (Withdrawn)

12-Jul-2011

IDM (MENA) Limited

F001030

Authorised Firms (Withdrawn)

04-May-2010

BNP Paribas Investment Partners Asia Limited

F001034

Authorised Firms (Withdrawn)

14-Apr-2010

Louvre Group (Middle East) Limited

F000458

Authorised Firms (Withdrawn)

20-Sep-2010

Epic Investments Limited

F000923

Authorised Firms (Withdrawn)

21-Mar-2010

Aurum Capital Limited Liability Partnership

F000906

Authorised Firms (Withdrawn)

16-Aug-2018

Duke Equity Limited

F000312

Authorised Firms (Withdrawn)

31-Mar-2009

Waqf Trust Services Limited

F000651

Authorised Firms (Withdrawn)

28-Oct-2009

MAC Capital Limited

F000644

Authorised Firms (Withdrawn)

27-Oct-2013

Volaw Trust & Corporate Services Limited

F000047

Authorised Firms (Withdrawn)

08-Feb-2009


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Category
Date of Use

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