Individuals

Firm Name

Wealth Plus Asset Management Limited

Individual type

Authorised Individuals

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

11-Oct-2017

Withdrawal Date

Comments

Firm Name

Impaxis Asset Management Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Nov-2019

Withdrawal Date

08-Jun-2021

Comments

Firm Name

EFG (Middle East) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

27-Oct-2019

Withdrawal Date

18-Aug-2020

Comments

Firm Name

Kroma Capital Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

20-Aug-2019

Withdrawal Date

04-Jul-2021

Comments

Firm Name

The Emirates Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

15-Jul-2019

Withdrawal Date

27-Jan-2022

Comments

Firm Name

Fiducia Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Feb-2018

Withdrawal Date

24-May-2021

Comments

Firm Name

Namara Wealth Advisors Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

04-Feb-2018

Withdrawal Date

26-Aug-2019

Comments

Firm Name

MEVP Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

29-Jan-2018

Withdrawal Date

18-Jun-2019

Comments

Firm Name

R.J. O'Brien (MENA) Capital Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

10-Jan-2018

Withdrawal Date

08-Aug-2018

Comments

Firm Name

Allra Capital Markets Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

28-Mar-2017

Withdrawal Date

17-Jul-2017

Comments

Firm Name

Capitas (DIFC) Limited (Suspended)

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

05-Mar-2017

Withdrawal Date

13-Apr-2017

Comments

Firm Name

514 Capital Partners (DIFC) Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager,Compliance Officer,Money Laundering Reporting Officer

Effective Date

21-Dec-2016

Withdrawal Date

23-Mar-2017

Comments

Firm Name

Amwal Capital Partners Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Senior Manager

Effective Date

14-Feb-2016

Withdrawal Date

23-Mar-2017

Comments

Firm Name

ISAM Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Licensed Director,Compliance Officer,Money Laundering Reporting Officer

Effective Date

22-Feb-2013

Withdrawal Date

09-Dec-2015

Comments

Firm Name

Man Investments Middle East Limited

Individual type

Authorised Individuals (Withdrawn)

Functions

Finance Officer,Senior Manager,Licensed Director,Compliance Officer,Money Laundering Reporting Officer,Licensed Representative

Effective Date

01-Dec-2005

Withdrawal Date

03-Jul-2007

Comments